Darrin Andrew Santos

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1995 → Present
  Financial Strategies Inc
  San Diego, CA
• 10/1995 → 04/2024
  Securities America, Inc.
  San Diego, CA
• 06/1999 → 04/2024
  Securities America Advisors Inc
  Omaha, NE
• 10/2005 → 04/2024
  Stj And Company Inc
  San Diego, CA
• 07/2006 → 04/2024
  Financial Stratagies, Inc.
  San Diego, CA
• 04/2024 → Present
  Lpl Financial Llc
  San Diego, CA

Previous Registrations

• 1999-06-25 → 2024-04-29
  Securities America Advisors, Inc.
  San Diego, CA

Other Businesses

1) 03/13/2024 - FSI WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 03/13/2024 - CPS INTERGRATED MARKETING - Non-Variable Insurance - CA 92108 - Investment related - 10 Hours per month - Start date: 04/22/2024.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-28
• S63 Uniform Securities Agent State Law Examination
  1992-08-06

Designations

• Certified Financial Planner

Other Names

• Darrin Santos