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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2019-02-28
FL RA APPROVED 2018-01-10
TX RA APPROVED_RES 2017-05-26
MI RA APPROVED 2010-02-01
IN RA APPROVED 1999-08-02
  • SC RA
    APPROVED
    Since 2019-02-28
  • FL RA
    APPROVED
    Since 2018-01-10
  • TX RA
    APPROVED_RES
    Since 2017-05-26
  • MI RA
    APPROVED
    Since 2010-02-01
  • IN RA
    APPROVED
    Since 1999-08-02

Branch Locations

4220 Edison Lake Pkwy Ste 100, Mishawaka, IN 46545 • United States

Seabrook Island, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Mishawaka IN 02/1993 Present
Northwestern Mutual Investment Services Milwaukee WI 12/2001 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-22
S63 Uniform Securities Agent State Law Examination 1992-07-06
  • S65 Uniform Investment Adviser Law Examination
    1993-09-22
  • S63 Uniform Securities Agent State Law Examination
    1992-07-06
Other Names
  • Thomas W Olson

View on SEC IAPD

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