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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2019-02-28 |
| FL | RA | APPROVED | 2018-01-10 |
| TX | RA | APPROVED_RES | 2017-05-26 |
| MI | RA | APPROVED | 2010-02-01 |
| IN | RA | APPROVED | 1999-08-02 |
Branch Locations
4220 Edison Lake Pkwy Ste 100, Mishawaka, IN 46545 • United States
Seabrook Island, SC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Mishawaka | IN | 02/1993 | Present |
| Northwestern Mutual Investment Services | Milwaukee | WI | 12/2001 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-06 |
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