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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2015-06-01 |
Branch Locations
29 South Main Street Suite 210, West Hartford, CT 06107 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | West Hartford | CT | 05/2015 | Present |
Name of Business : Main Street Community Foundation Address: 120 Halcyon Drive,Bristol, CT Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Non Profit Org. - Founder/Leadership Investment Related:Yes Start Date: 09/23/2015 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: Investment Committee Member; our goals are to recommend guidelines & objectives to the Board to help manage the Investment Portfolio. We also evaluate the Foundations Investment Managers (Merrill Lynch). We do NOT make any Investment decisions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-27 |
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