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5707 Southwest Parkway Bldg 2 Ste 401, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-12-11 |
| MN | RA | APPROVED | 2017-04-06 |
Branch Locations
43 Main Street Se Suite 236, Minneapolis, MN 55414 • United States
5707 Southwest Parkway Bldg 2 Ste 401, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Financial, Inc. | Minneapolis | MN | 05/2026 | Present |
| Vector Wealth Management, Llc | Minneapolis | MN | 10/1993 | 01/2017 |
| Sns Financial Group, Llc (D/B/A Vector Wealth Management) | Minneapolis | MN | 01/2017 | 11/2019 |
| Sns Financial Group, Llc (D/B/A Vector Wealth Management) | Minneapolis | MN | 11/2019 | 05/2026 |
1) Chair; Fairview Foundation; Investment related: No; Location: St Paul Minnesota; Description of the business: Non Profit; Responsibilities Duties: lots; Start date with business: 2004-02-01; Hours devoted to business during trading hours: 4; Hours devoted to business outside trading hours: 4;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-04-30 |
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