Mark Anthony Ruccolo

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2006-08-12
TX	RA	APPROVED_RES	2006-08-12

CO RA
APPROVED

Since 2006-08-12
TX RA
APPROVED_RES

Since 2006-08-12

Branch Locations

4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States

Highlands Ranch, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Denver	CO	07/1995	Present

07/1995 → Present

Ubs Financial Services Inc.

Denver, CO

Previous Registrations

2000-01-12 → 2006-08-12

Piper Sandler & Co.

Denver, CO

Denver, CO

Other Businesses

Lifevantage / 10813 S. River Front Parkway, Suite 500 South Jordan,Utah 84095 / Company/ Health Care & Pharmaceuticals / Sell health supplements / Sole proprietorship / / assist my wife with her business / Start Date 6/15/10 /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-12-24
S63	Uniform Securities Agent State Law Examination	1993-06-25

S65 Uniform Investment Adviser Law Examination

1998-12-24
S63 Uniform Securities Agent State Law Examination

1993-06-25

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews