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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-16 |
| CA | RA | APPROVED | 2017-11-29 |
Branch Locations
9070 Irvine Center Dr Ste 100, Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chamberlin And Associates | Irvine | CA | 04/1991 | Present |
| National Planning Corporation | El Segundo | CA | 05/2013 | 11/2017 |
| Lpl Financial Llc | Irvine | CA | 11/2017 | Present |
1. 11/29/2017 - CHAMBERLIN & ASSOCIATES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 4/1/1991. 2. 11/29/2017 - CHAMBERLIN & ASSOCIATES - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Sales - Start Date 4/1/1991 - Fixed Life Insurance, Fixed Disability Insurance and Fixed Long-Term Care Insurance. 3. 11/07/2023 - Magnum Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 160 Hours Per Month/ 80 Hours During Trading 4. 11/16/2023 - Other - Author - Not Investment Related - At Reported Business Location(s) - Start Date 11/28/2023 - 10 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-04 |
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