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Rodney Jerald Chamberlin

LPl Financial LLC

Irvine, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-16
CA RA APPROVED 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2021-12-16
  • CA RA
    APPROVED
    Since 2017-11-29

Branch Locations

9070 Irvine Center Dr Ste 100, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chamberlin And Associates Irvine CA 04/1991 Present
National Planning Corporation El Segundo CA 05/2013 11/2017
Lpl Financial Llc Irvine CA 11/2017 Present
  • 04/1991 → Present
    Chamberlin And Associates
    Irvine, CA
  • 05/2013 → 11/2017
    National Planning Corporation
    El Segundo, CA
  • 11/2017 → Present
    Irvine, CA
Previous Registrations
  • 2013-05-10 → 2017-11-29
    National Planning Corporation
    El Segundo, CA
    Irvine, CA
    Los Angeles, CA
  • 2005-01-10 → 2013-05-14
    Irvine, CA
Other Businesses

1. 11/29/2017 - CHAMBERLIN & ASSOCIATES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 4/1/1991. 2. 11/29/2017 - CHAMBERLIN & ASSOCIATES - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Sales - Start Date 4/1/1991 - Fixed Life Insurance, Fixed Disability Insurance and Fixed Long-Term Care Insurance. 3. 11/07/2023 - Magnum Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 160 Hours Per Month/ 80 Hours During Trading 4. 11/16/2023 - Other - Author - Not Investment Related - At Reported Business Location(s) - Start Date 11/28/2023 - 10 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-07
S63 Uniform Securities Agent State Law Examination 1992-05-04
  • S65 Uniform Investment Adviser Law Examination
    2005-01-07
  • S63 Uniform Securities Agent State Law Examination
    1992-05-04
Other Names
  • Rod Chamberlin

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