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Courtney J Rorie

&Partners

Clayton, MO

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Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-06-14
  • MO RA
    APPROVED
    Since 2024-06-14

Branch Locations

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Serivces, Inc. Chesterfield MO 10/2014 10/2017
Ubs Financial Services, Inc Clayton MO 10/2017 06/2024
&Partners, Llc Nashville TN 06/2024 Present
  • 10/2014 → 10/2017
    Ubs Financial Serivces, Inc.
    Chesterfield, MO
  • 10/2017 → 06/2024
    Ubs Financial Services, Inc
    Clayton, MO
  • 06/2024 → Present
    &Partners, Llc
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-20
S63 Uniform Securities Agent State Law Examination 1993-04-02
  • S66 Uniform Combined State Law Examination
    2018-04-20
  • S63 Uniform Securities Agent State Law Examination
    1993-04-02
Other Names
  • Courtney Christine Rorie
  • Courtney Christine Johnston

View on SEC IAPD

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BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

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Taylor Ann Willhalm
DAVID STUART WEISS
PATRICK CRAWLEY
CHET STEVEN EISENMAYER
Matthew Douglas Schulte

Other Offices

SINNET CAPITAL MANAGEMENT, LLC · CLAYTON, MO
PARKSIDE ADVISORS LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · ST. LOUIS, MO
SIXTHIRTY VENTURES · CLAYTON, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CLAYTON, MO
FOCUS PARTNERS WEALTH, LLC · ST. LOUIS, MO
FOCUS PARTNERS WEALTH, LLC · CLAYTON, MO

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