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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-29 |
| PA | RA | APPROVED | 2009-03-13 |
Branch Locations
1605 Carmody Court Suite 200, Sewickley, PA 15143 • United States
Pittsburgh, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Sewickley | PA | 03/2009 | Present |
(1) RENTAL PROPERTY; ADDRESS: PITTSBURGH, PA; BUSINESS DESCRIPTION: RENTAL PROPERTY; NOT INVESTMENT RELATED; START DATE: 05/06/2011; CAPACITY: OWNER-ACTIVE; DUTIES: LEASE 1ST FLOOR APARTMENT ON A MONTH TO MONTH BASIS; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) KNIGHTS OF COLUMBUS-COUNCIL; ADDRESS: 450 LINCOLN AVE BELLEVUE, PA 15202; BUSINESS DESCRIPTION: FRATERNAL ASSOCIATION; NOT INVESTMENT RELATED; START DATE: 11/10/2014; CAPACITY: OFFICER; DUTIES: FINANCIAL SECRETARY I KEEP THE COUNCIL 1400 MEMBERSHIP & FINANCIAL RECORDS IN GOOD ORDER; MAINTAIN COMMUNICATIONS WITH SUPREME, STATE AND CHAPTER ORGANIZATIONS; KEEP COUNCIL MEMBERS INFORMED OF FRATERNAL LAWS/COUNCIL BY-LAWS; HOURS DEVOTED PER WEEK: 4; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-27 |
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