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Marco Brian Lloyd

Wells Fargo Advisors Financial Network, LLC

Sugar Land, TX

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-13
  • TX RA
    APPROVED
    Since 2026-03-13

Branch Locations

245 Commerce Green Ste 200, Sugar Land, TX 77478 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Houston TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Houston TX 11/2016 03/2026
Wells Fargo Advisors Financial Network, Llc Sugarland TX 03/2026 Present
Previous Registrations
  • 2002-11-19 → 2026-03-12
    Wells Fargo Clearing Services, Llc
    Anchorage, AK
    Houston, TX
    Sugar Land, TX
  • 1998-02-21 → 2002-11-21
    Legg Mason Wood Walker, Incorporated
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-19
S63 Uniform Securities Agent State Law Examination 1992-06-16
  • S65 Uniform Investment Adviser Law Examination
    1993-02-19
  • S63 Uniform Securities Agent State Law Examination
    1992-06-16
Designations

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SUGAR LAND, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Sugar Land, TX
LPL FINANCIAL LLC · SUGAR LAND, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SUGAR LAND, TX
WESLEY OWEN BALES INVESTMENT ADVISORY SERVICE · SUGAR LAND, TX
B.D. STERLING · SUGAR LAND, TX
LPL FINANCIAL LLC · SUGAR LAND, TX
SWEETWATER FINANCIAL ADVISORS, LLC · SUGAR LAND, TX

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