Thomas James Prideaux

Current Employers

Employment History

• 05/1975 → Present
  Prideaux Agency Inc
  Edina, MN
• 10/2014 → 06/2021
  Voya Financial Advisors, Inc.
  Edina, MN
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-10-21 → 2021-06-09
  Voya Financial Advisors, Inc.
  Windsor, CT
  Edina, MN
  Windsor, CT
• 2014-01-29 → 2014-10-20
  Questar Asset Management, Inc.
  Minneapolis, MN

Other Businesses

1) NAME OF ENTITY: Veda Investments, LLC; No; 4930 LINCOLN DRIVE; EDINA; MN; 55436; Holding Company; General Partner; 11/1/2001; 1; 1; General Partner| 2) NAME OF ENTITY: Lincoln Wealth Management; Yes; 4930 LINCOLN DRIVE; EDINA; MN; 55436; FINANCIAL SERVICES/DBA; President; 10/14/2014; 160; 160; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS| 3) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 4930 LINCOLN DRIVE; EDINA; MN; 55436; Fixed Insurance Sales; Independent Insurance Agent; 10/15/2014; 150; 150; sales of fixed insurance| 4) NAME OF ENTITY: The Prideaux Group; No; 4930 LINCOLN DRIVE; EDINA; MN; 55436; FIXED INSURANCE/DBA; President; 3/1/1999; 160; 160; SALE AND SERVICE INSURANCE PRODUCTS| 5) NAME OF OTHER BUSINESS: CLUB AT CRYSTAL LAKE II CONDO ASSOCIATION; INVESTMENT RELATED: NO ADDRESS: 12553 NEW BRITTANY BLVD #32 FORT MYERS, FL 33909; NATURE OF BUSINESS: CONDO ASSOCIATION; START DATE: 3/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: PRESIDENT OF CONDO ASSOCIATION; 6) NAME OF OTHER BUSINESS: PRIME PROFESSIONAL CENTER OWNERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 4906 LINCOLN DR EDINA, MN 55436; NATURE OF BUSINESS: BOARD; START DATE: 4/2023; POSITION/TITLE/RELATIONSHIP: SECRETARY/TREASURER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: DISCUSS AND VOTE ON SUBJECTS AND ISSUES OF THE ASSOCIATION; 7) NAME OF OTHER BUSINESS: CLUB AT CRYSTAL LAKE HOA INVESTMENT RELATED: NO, ADDRESS: 13831 VECTOR AVENUE, FORT MYERS, FL, 33907, NATURE OF BUSINESS: HOA, START DATE: 07/2023, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MANAGE COMMON AREAS;

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-12-30

Other Names

• Thomas James Prideavx