Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-11-21
AL RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-11-21
  • AL RA
    APPROVED
    Since 2013-02-13

Branch Locations

305 Church Street Sw Suite 620, Huntsville, AL 35801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Huntsville AL 02/2013 Present
Previous Registrations
  • 2001-06-05 → 2013-02-13
    Morgan Keegan & Company, Llc
    Huntsville, AL
Other Businesses

(1)Name of Business: Address: 8 Ledges Main, Huntsville, AL, 35802, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 05/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-13
S63 Uniform Securities Agent State Law Examination 1992-05-22
  • S65 Uniform Investment Adviser Law Examination
    1995-04-13
  • S63 Uniform Securities Agent State Law Examination
    1992-05-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Huntsville, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor