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Ronald S Ruschman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Allentown, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-29
TX RA APPROVED_RES 2000-04-07
  • PA RA
    APPROVED
    Since 2010-06-29
  • TX RA
    APPROVED_RES
    Since 2000-04-07

Branch Locations

600 Hamilton St, Allentown, PA 18101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Allentown PA 07/1994 Present
Bank Of America,N.A. Allentown PA 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-25
S63 Uniform Securities Agent State Law Examination 1992-07-09
  • S65 Uniform Investment Adviser Law Examination
    1994-08-25
  • S63 Uniform Securities Agent State Law Examination
    1992-07-09
Other Names
  • Ron Ruschman
  • Ronald Shawn Ruschman

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · ALLENTOWN, PA
SECTOR ANALYSTS LLC · ALLENTOWN, PA
LOMBARD ADVISERS INCORPORATED · Allentown, PA
WELLS FARGO CLEARING SERVICES, LLC · TREXLERTOWN, PA
J.P. MORGAN SECURITIES LLC · Trexlertown, PA
ERICKSON FINANCIAL GROUP, LLC · ALLENTOWN, PA
CETERA INVESTMENT ADVISERS LLC · ALLENTOWN, PA
AMERIPRISE FINANCIAL SERVICES, LLC · WESCOSVILLE, PA

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