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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-10 |
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
520 Westwood Shopping Center, Fayetteville, NC 28314 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services, Inc. | Raleigh | NC | 04/1995 | Present |
1) GRIFFIN & PAPPAS, LLC LOCATED 2936 SKYE DR., FAYETTEVILLE, NC 28303. IT IS A REAL ESTATE HOLDING COMPANY AND IS NOT INVESTMENT RELATED. POSITION IS AN LLC MEMBER 26%. COMPENSATION IS IN RENTAL INCOME. NO DESIGNATED DUTIES. START DATE 5/1/2013; 1 HOUR/MONTH. ZERO HOURS DURING NORMAL TRADING HOURS. 2) Buckhead Investments LLC at P.O. Box 53309, Fayetteville, NC 28305; nature of business is real estate holding company; position is partner in family owned real estate company since 10/14/2005. 1 hr/month, 0 hrs/month during trading hours; not investment related. No compensation - report K-1 income on tax return.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-24 |
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