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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-09-25 |
| TX | RA | APPROVED_RES | 2008-04-23 |
| VA | RA | APPROVED | 1992-05-27 |
Branch Locations
941 Glenwood Station Ln Ste 203, Charlottesville, VA 22901-5719 • United States
340 S Farrell Drive Suite A200, Palm Springs, CA 92262 • United States
14350 Sommerville Ct, Midlothian, VA 23113 • United States
Charlottesvle, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Charlottesville | VA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Charlottesville | VA | 03/2020 | Present |
Real Estate Ownership; Commercial; 941 Glenwood Station Lane, Suite 203 Charlottesville, VA 22901, ,; Not Investment-Related; 09/03/2007 / Commercial; 941 Glenwood Station Lane, Suite 201 Charlottesville, VA 22901, ,; Not Investment-Related; 04/01/2013. Business Ownership; OFG, LLC; ; Financial Advice; 941 Glenwood Station Lane, Suite 203 Charlottesville, VA 22901, ,; Investment-Related; 01/01/2018; 40 to 59 hours per month; 40 to 59 during trading hours / Hancock & Engel, LLC; Owner and Manager; The LLC owns the office space in which we conduct our financial advisory practice.; 941 Glenwood Station Lane, Suite 203, , Charlottesville, VA, 22901; Investment-Related; 09/01/2007; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-23 |
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