Anthony James Schau

Current Employers

Employment History

• 03/1992 → Present
  North Star Resource Group
  Iowa City, IA
• 03/1992 → 08/2023
  Securian Financial Services, Inc.
  Iowa City, IA
• 03/1992 → 10/2021
  C.R.I. Securities, Inc.
  Iowa City, IA
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Iowa City, IA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-07-19 → 2023-08-10
  Securian Financial Services, Inc.
  Iowa City, IA
  Iowa City, IA
  St. Paul, MN
• 2007-07-19 → 2021-10-18
  Cri Securities, Llc
  Iowa City, IA
  Iowa City, IA
• 2003-10-09 → 2007-12-31
  Marathon Advisors, Inc
  Iowa City, IA

Other Businesses

1. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker; 2. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: AJS LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ENTITY FOR TAX PURPOSES; START DATE:12/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ENTITY TO PAY ADVISORY FEES;

Exams

• S66 Uniform Combined State Law Examination
  2003-09-22
• S65 Uniform Investment Adviser Law Examination
  1999-12-21
• S63 Uniform Securities Agent State Law Examination
  1992-04-21

Other Names

• Anthony J Schau