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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-10-17
TX RA APPROVED 2019-10-16
  • CA RA
    APPROVED
    Since 2019-10-17
  • TX RA
    APPROVED
    Since 2019-10-16

Branch Locations

7700 Irvine Center Dr Ste 520, Irvine, CA 92618 • United States

219 Avenue I, Ste 201-301 [Satellite], Redondo Beach, CA 90277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Long Beach CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Long Beach CA 11/2016 10/2019
Wells Fargo Advisors Financial Network, Llc Long Beach CA 10/2019 Present
Previous Registrations
Other Businesses

WENDY EDDY DBA WENDY EDDY, INVT RELATED, TORRANCE, CA, 100% OWNERSHIP, START 4/4/2021, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE.| INVESTMENT & WEALTH INSTITUTE, NOT INV RELATED; GREENWOOD VILLAGE, CO, ETHICS BOARD MEMBER, START 9/01/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, REVIEWING ADMINISTRATIVE AND DISCIPLINARY CASES.| EDDY INVESTMENT GROUP LLC; INV RELATED; TORRANCE, CA; 100% OWNERSHIP; START 07/08/2024; 5 HOURS PER MONTH; 0 HOURS DURING TRADING; FINET BUSINESS| DOCKING STATION LLC; INV RELATED; CADIZ, KY; CREATED FOR A DOCK ATTACHED TO LAKE HOUSE; 100% OWNERSHIP; START DATE 05/01/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING THE EDDY INVESTMENT GROUP, LLC ; INV RELATED;REDONDO BEACH,CA; INVESTMENT MANAGEMENT;100% OWNERSHIP; START DATE: 05/27/2026; 200 HRS PER MONTH; 200 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-09
S63 Uniform Securities Agent State Law Examination 1993-05-21
  • S65 Uniform Investment Adviser Law Examination
    2001-08-09
  • S63 Uniform Securities Agent State Law Examination
    1993-05-21
Other Names
  • Wendy Bradigan
  • Wendy Sue Bradigan
  • Wendy Sue Eddy

View on SEC IAPD

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