Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-10-17 |
| TX | RA | APPROVED | 2019-10-16 |
Branch Locations
7700 Irvine Center Dr Ste 520, Irvine, CA 92618 • United States
219 Avenue I, Ste 201-301 [Satellite], Redondo Beach, CA 90277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Long Beach | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Long Beach | CA | 11/2016 | 10/2019 |
| Wells Fargo Advisors Financial Network, Llc | Long Beach | CA | 10/2019 | Present |
WENDY EDDY DBA WENDY EDDY, INVT RELATED, TORRANCE, CA, 100% OWNERSHIP, START 4/4/2021, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE.| INVESTMENT & WEALTH INSTITUTE, NOT INV RELATED; GREENWOOD VILLAGE, CO, ETHICS BOARD MEMBER, START 9/01/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, REVIEWING ADMINISTRATIVE AND DISCIPLINARY CASES.| EDDY INVESTMENT GROUP LLC; INV RELATED; TORRANCE, CA; 100% OWNERSHIP; START 07/08/2024; 5 HOURS PER MONTH; 0 HOURS DURING TRADING; FINET BUSINESS| DOCKING STATION LLC; INV RELATED; CADIZ, KY; CREATED FOR A DOCK ATTACHED TO LAKE HOUSE; 100% OWNERSHIP; START DATE 05/01/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING THE EDDY INVESTMENT GROUP, LLC ; INV RELATED;REDONDO BEACH,CA; INVESTMENT MANAGEMENT;100% OWNERSHIP; START DATE: 05/27/2026; 200 HRS PER MONTH; 200 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-21 |
Reach out to this advisor