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Account
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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2022-06-16 |
| MT | RA | APPROVED | 2020-12-07 |
| MN | RA | APPROVED | 2013-11-19 |
| TX | RA | APPROVED_RES | 2000-02-16 |
Branch Locations
80 S 8Th St, Minneapolis, MN 55402 • United States
400 S Rampart Blvd, Las Vegas, NV 89145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 03/1992 | Present |
| Bank Of America,Na | Minneapolis | MN | 09/2009 | Present |
I*101745For profit or not for profit: For-Profit OrganizationName of outside business organization: Fete PrefectionInvestment related: NAddress of business:Minneapolis, Minnesota 55417Nature of business: LLC,Position, title, association: Other, spouse of ownerStart date of relationship: 1/2/2017Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Rene' Kraus has bought a Wedding Planning Company. she is the sole owner.I*: 2658312 Entity Type: Fiduciary Name of OBA: MLPF& S CUST FPO HMS IRA FBO HMS Address: Sun CityArizona85351 Investment Related: n Position, Title, Association: POA Employee Start Date: 07/15/2025 No Hours: 1hr yr No Hours during trading:0 Duties: POA I*: 2658311 Entity Type: Fiduciary Name of OBA: HMS TOD BENEFICIARIES ON FILE Address: Sun CityArizona85351 Investment Related: n Position, Title, Association: POA Employee Start Date: 07/15/2025 No Hours: 1hr/yr No Hours during trading:0 Duties: POA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-15 |
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