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Melissa Leah Glennie

Capital Management Associates Inc

Minneapolis, MN

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Current Employers
Capital Management Associates Inc

7900 Xerxes Ave. S, Ste 500, Minneapolis, MN 55431-1120 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-13
  • MN RA
    APPROVED
    Since 2014-01-13

Branch Locations

7900 Xerxes Ave. S, Ste 500, Minneapolis, MN 55431-1120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Management Securities, Inc. Minneapolis MN 04/1998 Present
Capital Management Associates, Inc. Minneapolis MN 04/1998 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-27
S63 Uniform Securities Agent State Law Examination 1993-12-17
  • S65 Uniform Investment Adviser Law Examination
    2001-11-27
  • S63 Uniform Securities Agent State Law Examination
    1993-12-17
Other Names
  • Melissa Leah Giesen

View on SEC IAPD

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