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Ralph William Lettieri

Chickasaw Capital Management, LLC

Memphis, TN

Palos Verdes Estates, CA

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Current Employers
Chickasaw Capital Management, Llc

6075 Poplar Ave Suite 720, Memphis, TN 38119 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-08-10
  • CA RA
    APPROVED
    Since 2020-08-10

Branch Locations

6075 Poplar Ave Suite 720, Memphis, TN 38119 • United States

Palos Verdes Estates, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman, Sachs & Co. Chicago IL 12/2001 10/2016
Invesco Advisers, Inc. Houston TX 10/2016 03/2018
Entrustpermal Securities Llc New York NY 04/2018 07/2020
Chickasaw Securities Llc Memphis TN 08/2020 Present
  • 12/2001 → 10/2016
    Goldman, Sachs & Co.
    Chicago, IL
  • 10/2016 → 03/2018
    Invesco Advisers, Inc.
    Houston, TX
  • 04/2018 → 07/2020
    Entrustpermal Securities Llc
    New York, NY
  • 08/2020 → Present
    Chickasaw Securities Llc
    Memphis, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-02
S65 Uniform Investment Adviser Law Examination 1994-05-24
S63 Uniform Securities Agent State Law Examination 1992-06-04
  • S66 Uniform Combined State Law Examination
    2002-12-02
  • S65 Uniform Investment Adviser Law Examination
    1994-05-24
  • S63 Uniform Securities Agent State Law Examination
    1992-06-04
Other Names
  • (Jr) Ralph William Lettieri
  • Ralph William Lettieri
  • Ralph William Lettieri

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

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