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Adam J Bornstein

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI

Boca Raton, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-25
FL RA APPROVED 2020-12-18
MI RA APPROVED 2010-10-14
  • TX RA
    APPROVED_RES
    Since 2022-08-25
  • FL RA
    APPROVED
    Since 2020-12-18
  • MI RA
    APPROVED
    Since 2010-10-14

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield Hills MI 09/2010 Present
Bank Of America,N.A. Bloomfield Hills MI 06/2011 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-23
S63 Uniform Securities Agent State Law Examination 1992-05-06
  • S65 Uniform Investment Adviser Law Examination
    1993-09-23
  • S63 Uniform Securities Agent State Law Examination
    1992-05-06
Other Names
  • Adam Jay Bornstein

View on SEC IAPD

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PROSPERITY WEALTH STRATEGIES LLC · Bloomfield Hills, MI
QUARTON CAPITAL PARTNERS · BIRMINGHAM, MI

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