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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2005-07-26
  • IA RA
    APPROVED
    Since 2005-07-26

Branch Locations

1606 Golden Aspen Dr Ste 106, Ames, IA 50010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Investors Milwaukee WI 07/1990 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 02/1992 Present
Northwestern Mutual Investment Services, Llc. Ames IA 07/2005 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, MHM HOLDINGS, LLC, LEGAL ENTITY, START DATE: 12/2/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 3. 90% OWNER, CLARITY AND CONFIDENCE, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 6/1/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. MICHAEL MCVICKER, 4920 TIMBER CREEK LN, AMES, , IOWA, 50010, UNITED STATES OF AMERICA, AUTHOR, START DATE: 10/29/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I WROTE A BOOK TO MY CHILDREN AND GRANDKIDS.IT WAS SELF PUBLISHED THROUGH AMAZON. SOME FRIENDS, FAMILY AND CLIENTS HAVE BOUGHT A FEW. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-17
S63 Uniform Securities Agent State Law Examination 1992-03-05
  • S65 Uniform Investment Adviser Law Examination
    1999-12-17
  • S63 Uniform Securities Agent State Law Examination
    1992-03-05
Other Names
  • Mike Mcvicker
  • Michael Henry Mcvicker

View on SEC IAPD

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