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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-09-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Des Moines | IA | 09/2014 | 06/2021 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2021 | 07/2022 |
| Cetera Advisors Llc | St Cloud | MN | 06/2021 | 07/2022 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2021 | 07/2022 |
| First Allied Securities Inc | San Diego | CA | 06/2021 | 07/2022 |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2021 | 03/2023 |
| Powell Financial Partners | Georgetown | TX | 07/2022 | 04/2023 |
| Athene Securities, Llc | West Des Moines | IA | 06/2023 | 08/2024 |
| Tiaa | Ames | IA | 08/2024 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Ames | IA | 08/2024 | Present |
| Unemployed | Polk City | IA | 04/2023 | 05/2023 |
Name: Thelma's Treats, LLC Position: Brand Ambassador Nature: Thelma's Treats is a manufacturer and distributor of ice cream novelties. Their current product line includes specialty flavors of ice cream sandwiches. Thelma's ice cream sandwiches are produced in their factory in Des Moines, IA. The ice cream sandwiches are distributed to grocery stores, convenience stores and other locations such as high school ball park concession stands, and municipal swimming pools across the country. Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 03/01/2024 Address: 2323 Hubbell Avenue, Des Moines IA 50317, United States Description: Conducting in store demonstrations of the product allowing customers to experience the treats. In addition for special events such as the Iowa State Fair I may be asked to sell the product from the Thelma's corn bin.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-11-21 |
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