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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-11-16 |
Branch Locations
2713 Stange Road, Suite 105, Ames, IA 50010 • United States
Johnston, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Ames | IA | 11/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Ames | IA | 11/2023 | Present |
| Principal Life Insurance Company | Des Moines | IA | 01/2000 | 11/2023 |
| Principal Securities Inc | Des Moines | IA | 03/2001 | 11/2023 |
(1) Name: Hyperion Field Club Position: Board Member Nature: I serve on the Board of Directors for our Golf and country club. I do not have any financial authority in my role on the Board. Investment Related: No Hours: 6 Securities Trading Hours: 0 Start Date: 12/01/2022 Address: 7390 NW Beaver Dr., Johnston IA 50131, United States Description: Serve as oversight for the direction of the club. (2) Name: Johnston Community School Foundation Position: Board of Directors Nature: I serve on the Board of Directors for the Johnston Community School Foundation. We annual give away grants to teachers for classroom activities and also have three scholarships we give to graduating seniors. Investment Related: No Hours: 4 Securities Trading Hours: 0 Start Date: 08/01/2021 Address: 6510 NW 62nd Ave, Johnston IA 50131, United States Description: My primary role is to organize our annual golf fundraiser.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-03 |
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