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Katie Jane Regan

Thrivent Investment Management Inc.

Iowa Falls, IA

Ames, IA

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2022-09-13
IA RA APPROVED 2019-06-06
  • OK RA
    APPROVED
    Since 2022-09-13
  • IA RA
    APPROVED
    Since 2019-06-06

Branch Locations

Iowa Falls, IA • United States

2705 Northridge Pkwy, Ames, IA 50010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Koerner Whipple Pharmacy Hampton IA 04/2009 11/2017
Thrivent Investment Management Inc Ames IA 08/2017 Present
Thrivent Financial Appleton WI 12/2017 02/2018
Thrivent Financial Appleton WI 02/2018 Present
  • 04/2009 → 11/2017
    Koerner Whipple Pharmacy
    Hampton, IA
  • 08/2017 → Present
    Thrivent Investment Management Inc
    Ames, IA
  • 12/2017 → 02/2018
    Thrivent Financial
    Appleton, WI
  • 02/2018 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-05
S63 Uniform Securities Agent State Law Examination 2017-11-28
  • S66 Uniform Combined State Law Examination
    2019-06-05
  • S63 Uniform Securities Agent State Law Examination
    2017-11-28
Other Names
  • Katie Jane Regan
  • Katie Regan

View on SEC IAPD

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