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William Henry Thorne

Tiaa-Cref Individual & Institutional Services, LLC

Ames, IA

Bloomington, MN

Lino Lakes, MN

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-02-13
MN RA APPROVED 2013-11-05
  • IA RA
    APPROVED
    Since 2026-02-13
  • MN RA
    APPROVED
    Since 2013-11-05

Branch Locations

2713 Stange Road, Suite 105, Ames, IA 50010 • United States

8300 Norman Center Drive Suite 230, Bloomington, MN 55437 • United States

Lino Lakes, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Ames IA 09/2005 Present
Tiaa Ames IA 09/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-30
S63 Uniform Securities Agent State Law Examination 1989-02-10
  • S65 Uniform Investment Adviser Law Examination
    2007-05-30
  • S63 Uniform Securities Agent State Law Examination
    1989-02-10
Other Names
  • Bill Thorne

View on SEC IAPD

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