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Mark Edward Ridley

Stifel, Nicolaus & Company, Incorporated

Springfield, IL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-28
IL RA APPROVED 2009-02-27
  • TX RA
    APPROVED_RES
    Since 2020-04-28
  • IL RA
    APPROVED
    Since 2009-02-27

Branch Locations

3201 W White Oaks Drive Suite 102, Springfield, IL 62704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Springfield IL 02/2009 Present
  • 02/2009 → Present
    Stifel Nicolaus & Co Inc
    Springfield, IL
Previous Registrations
  • 2008-10-01 → 2009-02-26
    J.P. Morgan Securities Llc
    Springfield, IL
  • 2006-09-27 → 2008-10-01
    J.P. Morgan Securities Inc.
    Springfield, IL
  • 2002-03-19 → 2006-09-27
    Banc One Securities Corporation
    Chicago, IL
    Springfield, IL
    Spingfield, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-31
S63 Uniform Securities Agent State Law Examination 1992-07-10
  • S65 Uniform Investment Adviser Law Examination
    1998-07-31
  • S63 Uniform Securities Agent State Law Examination
    1992-07-10

View on SEC IAPD

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Other Offices

ADVANCED TRADER INVESTMENT ADVISORS, LLC. · SPRINGFIELD, IL
CETERA INVESTMENT ADVISERS LLC · SPRINGFIELD, IL
CETERA INVESTMENT ADVISERS LLC · SPRINGFIELD, IL
LPL FINANCIAL LLC · SPRINGFIELD, IL
OSAIC INSTITUTIONS, INC. · Springfield, IL
WEALTH MANAGEMENT SERVICES,LLC · SPRINGFIELD, IL
WEALTH MANAGEMENT SERVICES,LLC · SPRINGFIELD, IL
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