Nancy Pizarro Mercado

Current Employers

Employment History

• 04/2007 → 05/2017
  Morgan Stanley & Co., Incorporated
  Colorado Springs, CO
• 06/2009 → 05/2017
  Morgan Stanley Smith Barney
  Colorado Springs, CO
• 01/2015 → 05/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 05/2017 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 05/2017 → Present
  Altus Wealth Group, Llc
  Colorado Springs, CO

Previous Registrations

• 2009-06-01 → 2017-05-22
  Morgan Stanley
  Colorado Springs, CO
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Colorado Springs, CO
• 1998-01-01 → 2007-04-02
  Morgan Stanley Dw Inc.
  Colorado Springs, CO
  Colo.SPrings, CO

Other Businesses

1. Altus Wealth Group, LLC-Investment related-See Registered Branch Office Location-Investments/Financial Planning-Managing Member through KDJP Holdings, LLC -5/2017-200 hrs/mth-130 during trading hrs-Portfolio management, advisory, financial management, day to day business operations. 2. PKSF-Investment related-80 State St, Albany, NY 12207-Fixed Insurance/annuities-Financial advisor-5/2017-3 hrs/mth-100% during trading hrs-Search and provide rates of fixed annuities as needed. 3. KDJP Holdings, LLC- 05/2017 See Registered Branch Office Location; HOLDING COMPANY; OWNER; 05/2017; 0 HOURS/MONTH; OWNER OF THE HOLDING COMPANY 4. Peep Ventures, LLC-03/11/2022; See Registered Branch Office Location; Managing Partner; 1 hour per month/0 hours during securities trading; Owner and operator of buildings for the purpose of renting to commercial entities. 5. Filipino American Catholic Group of St. Gabrield. Non-Investment related. 8755 Scarborough Drive, Colorado Springs, CO 80920. Charitable or Non-Proft Organization. Co- Chairperson. 11/11/2025. 1 hr/ month. 0 during securities trading hours. As co-chair of FACG, will assist in the event planning and voluntary services of the group within the parish of St. Gabriel the Archangel of Catholic church

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-04-03
• S63 Uniform Securities Agent State Law Examination
  1992-03-23

Designations

Other Names

• Nancy Ann Pizarro