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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-08-21 |
| TX | RA | APPROVED_RES | 2002-12-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wellesley Hills | MA | 08/2000 | Present |
| Bank Of America, N.A. | Wellesley Hills | MA | 12/2009 | Present |
I*105464For profit or not for profit: For-Profit OrganizationName of outside business organization: selfInvestment related: YesAddress of business: Westford, Massachusetts 1886Position, title, association: OwnerStart date of relationship: 5/5/2017Number of hours devoted: 1 hour MonthlyNumber of hours devoted during trading hours: 0Duties: Investment Property in Durham NH I*9440Entity Type: Rental PropertyName of outside business organization: P. M. and F. M.Investment related: NoAddress of business: Westford, Massachusetts 01886Position, title, association: Co-owner with other family membersStart date of relationship: 3/13/2020Number of hours devoted: 2 hrs mthlyNumber of hours devoted during trading hours: 0Duties: Co-owner with other family members of rental property I*: 2937268Entity Type: Fiduciary roleName of OBA: F. M.Address: Westford, MA 01886Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 10/01/2025Number of Hours: 1 hr annuallyNumber of Hours during trading: 1 hr annually Duties: Power of Attorney/ Siblings I*3302280, Entity Type: , Name of OBA: Rental Property 1, Address: Durham , New Hampshire, 03824, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee State Date: 12/11/2025, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-21 |
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