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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2019-09-27
TX RA APPROVED 2019-09-26
  • UT RA
    APPROVED
    Since 2019-09-27
  • TX RA
    APPROVED
    Since 2019-09-26

Branch Locations

6405 South 3000 East Suite 250, Holladay, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Western Advisors Holladay UT 11/2015 09/2019
Raymond James Financial Services, Inc. Holladay UT 09/2019 Present
Raymond James Financial Services Advisors Inc. Holladay UT 09/2019 Present
Aj Brown Financial Holladay UT 03/2013 Present
First Western Advisors Holladay UT 09/2019 Present
  • 11/2015 → 09/2019
    First Western Advisors
    Holladay, UT
  • 09/2019 → Present
    Raymond James Financial Services, Inc.
    Holladay, UT
  • 09/2019 → Present
    Holladay, UT
  • 03/2013 → Present
    Aj Brown Financial
    Holladay, UT
  • 09/2019 → Present
    First Western Advisors
    Holladay, UT
Previous Registrations
  • 2015-11-12 → 2019-09-27
    First Western Advisors
    Highland, UT
    Holladay, UT
    Draper, UT
    Draper, UT
  • 2014-12-24 → 2015-11-13
    Alpine Capital Management, Llc
    Salt Lake City, UT
  • 2014-01-07 → 2014-12-15
    Highland, UT
Other Businesses

(1)Name of Business: First Western Advisors Address: 6405 South 3000 East Suite 250, Holladay, UT, 84121, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/27/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 11-20 Description of duties: Financial Advisor (2)Name of Business: Harding Financial Partners Address: 14788 S Shadow Grove Ct, Draper, UT, 84020, United States Activity Type: Non-variable Insurance Position/Title: Other Investment Related: Yes Start Date: 10/01/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Marketing Life insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-27
S65 Uniform Investment Adviser Law Examination 1992-06-17
S63 Uniform Securities Agent State Law Examination 1992-02-21
  • S66 Uniform Combined State Law Examination
    2013-11-27
  • S65 Uniform Investment Adviser Law Examination
    1992-06-17
  • S63 Uniform Securities Agent State Law Examination
    1992-02-21
Other Names
  • Andrew J Brown
  • Andy Brown

View on SEC IAPD

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