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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2019-09-27 |
| TX | RA | APPROVED | 2019-09-26 |
Branch Locations
6405 South 3000 East Suite 250, Holladay, UT 84121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Western Advisors | Holladay | UT | 11/2015 | 09/2019 |
| Raymond James Financial Services, Inc. | Holladay | UT | 09/2019 | Present |
| Raymond James Financial Services Advisors Inc. | Holladay | UT | 09/2019 | Present |
| Aj Brown Financial | Holladay | UT | 03/2013 | Present |
| First Western Advisors | Holladay | UT | 09/2019 | Present |
(1)Name of Business: First Western Advisors Address: 6405 South 3000 East Suite 250, Holladay, UT, 84121, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/27/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 11-20 Description of duties: Financial Advisor (2)Name of Business: Harding Financial Partners Address: 14788 S Shadow Grove Ct, Draper, UT, 84020, United States Activity Type: Non-variable Insurance Position/Title: Other Investment Related: Yes Start Date: 10/01/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Marketing Life insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-27 |
| S65 | Uniform Investment Adviser Law Examination | 1992-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-21 |
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