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Montgomery Benjamin Sweeney

Sweeney Asset Management, LLC

Oklahoma City, OK

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Current Employers
Sweeney Asset Management, Llc

720 Nw 50Th St. Suite 101, Oklahoma City, OK 73118 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-06-01
OK RA APPROVED 2006-09-22
  • TX RA
    APPROVED
    Since 2010-06-01
  • OK RA
    APPROVED
    Since 2006-09-22

Branch Locations

720 Nw 50Th St. Suite 101, Oklahoma City, OK 73118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sweeney Asset Management, Llc Atlanta GA 12/2005 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-30
S63 Uniform Securities Agent State Law Examination 1992-03-26
  • S65 Uniform Investment Adviser Law Examination
    1992-11-30
  • S63 Uniform Securities Agent State Law Examination
    1992-03-26
Other Names
  • Mont Sweeney
  • Mont Benjamin Sweeney

View on SEC IAPD

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