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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-04-10 |
| AZ | RA | APPROVED | 2006-11-08 |
Branch Locations
Metropoint I 4600 So. Ulster St #1350, Denver, CO 80237 • United States
14851 N. Scottsdale Road Suite 201, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Morgan Securities | Phoenix | AZ | 07/2001 | Present |
(1) 3 GIRLS PROFESSIONAL PAPER PRODUCTS; NOT INVESTMENT RELATED; 253 E GARY CIRCLE MESA, AZ 85201; HANDMADE CARD AND INVITATION BUSINESS CARDS.; PARTNER; START: 01/2005; 20 HOURS MONTHLY; 0 HOURS DURING BUSINESS HOURS; DUTIES: MAKE CUSTOM CARDS. (2) AICPA - AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS; NOT INVESTMENT RELATED; DURHAM, NC; CPA OVERVIEW/MEMBERSHIP NATIONAL ORGANIZATION; INDEPENDENT CONTRACTOR; START: 5/2022 END 5/2023; APPROX 25 QUARTERLY, NONE DURING BUSINESS HOURS; PART OF WRITING/REVIEW TEAM FOR THE OVERHAUL OF THE PFP CERTIFICATION TEST OF THE CPA LICENSE. (3) WSC LLC; NOT INVESTMENT-RELATED; MESA, AZ; FITNESS APP; DESIGNER OF THE APP; 5 HOURS DEDICATED MONTHLY; START DATE 7/22/2026.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-21 |
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