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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-19 |
| IN | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Carmel | IN | 01/1999 | Present |
| Raymond James Financial Services Advisors, Inc | Carmel | IN | 01/2009 | Present |
| Mainsource Bank | Indianapolis | IN | 10/2012 | 04/2018 |
| First Financial Wealth Management | Carmel | IN | 04/2018 | Present |
| First Financial Bank | Carmel | IN | 04/2018 | Present |
| Yellow Cardinal Brokerage Services | Indianapolis | IN | 06/2019 | Present |
(1)Name of Business: First Financial Bank Address: 3535 E 96th St Ste 135, Indianapolis, IN, 46240, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 04/02/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: RJ Financial Advisor (2)Name of Business: Yellow Cardinal Brokerage Services Address: 3535 E 96th St Ste 135, Indianapolis, IN, 46240, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 06/18/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-28 |
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