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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-02-01 |
| TX | RA | APPROVED | 2023-02-01 |
Branch Locations
3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Long Beach | CA | 05/2015 | 01/2023 |
| Morgan Stanley | Long Beach | CA | 02/2016 | 01/2023 |
| Morgan Stanley | Long Beach | CA | 05/2016 | 01/2023 |
| Wells Fargo Clearing Services, Llc | Seal Beach | CA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-06 |
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