Derick Leon Gant

Employer firm

Gant Investment Advisors, Inc. CRD 120467

$1.75M regulatory AUM 40 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Gant Investment Advisors Inc.
  Toledo, OH

Previous Registrations

• 2007-11-02 → 2010-08-02
  B. Riley Wealth Management
  Memphis, TN
  Hartville, OH
  Toledo, OH
• 1999-08-09 → 2006-12-31
  Gant Investment Advisors, Inc.
  Toledo, OH

Other Businesses

BUDGET PLANNING AND DEBT REDUCTION CONSULTING Smart Money Management NAME: GANT INVESTMENT ADVISORS,INC.-INV REL: YES-MARKETING-STARTED: 01/16/09. NAME: INSURANCE/ANNUITY -INV REL: YES -STARTED 1/2/09

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-20
• S63 Uniform Securities Agent State Law Examination
  1992-03-16