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Frederick Oldshue Robertshaw

Rbc Capital Markets, LLC

Rolling Hills, CA

Sedona, AZ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-12-16
TX RA APPROVED_RES 2022-01-18
CA RA APPROVED 2018-07-18
  • AZ RA
    APPROVED
    Since 2024-12-16
  • TX RA
    APPROVED_RES
    Since 2022-01-18
  • CA RA
    APPROVED
    Since 2018-07-18

Branch Locations

608 Silver Spur Road Suite 100, Rolling Hills, CA 90274 • United States

Sedona, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rolling Hills Estates CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Rolling Hills Estates CA 11/2016 07/2018
Rbc Capital Markets, Llc. Rolling Hills CA 07/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-04
S63 Uniform Securities Agent State Law Examination 1992-02-12
  • S65 Uniform Investment Adviser Law Examination
    1994-08-04
  • S63 Uniform Securities Agent State Law Examination
    1992-02-12
Other Names
  • Rob Robertshaw
  • Frederick Oldshue Robertshaw

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · ROLLING HILLS ESTATES, CA
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