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Christopher Paul Rossberg

Raymond James & Associates, Inc.

Rolling Hills Estates, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-08-29
CA RA APPROVED 2008-04-25
  • TX RA
    APPROVED_RES
    Since 2008-08-29
  • CA RA
    APPROVED
    Since 2008-04-25

Branch Locations

608 Silver Spur Road Suite 380, Rolling Hills Estates, CA 90274 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Rolling Hills Estates CA 04/2008 Present
  • 04/2008 → Present
    Raymond James & Associates
    Rolling Hills Estates, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-30
S63 Uniform Securities Agent State Law Examination 1988-09-26
  • S65 Uniform Investment Adviser Law Examination
    1996-01-30
  • S63 Uniform Securities Agent State Law Examination
    1988-09-26

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO CLEARING SERVICES, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
LPL FINANCIAL LLC · RANCHO PALOS VERDES, CA
RBC CAPITAL MARKETS, LLC · Rolling Hills, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROLLING HILLS ESTATES, CA
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