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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-01
  • CA RA
    APPROVED
    Since 2025-08-01

Branch Locations

608 Silver Spur Road Suite 380, Rolling Hills Estates, CA 90274 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc. Rolling Hills Estate CA 05/2025 Present
Jpmorgan Chase Encino CA 08/2019 05/2025
Wells Fargo Pasadena CA 05/2016 08/2019
  • 05/2025 → Present
    Rolling Hills Estate, CA
  • 08/2019 → 05/2025
    Jpmorgan Chase
    Encino, CA
  • 05/2016 → 08/2019
    Wells Fargo
    Pasadena, CA
Previous Registrations
  • 2006-02-23 → 2011-02-11
    Qa3 Financial Llc
    Omaha, NE
Other Businesses

(1)Name of Business: HeartForgeStudios Address: 22611 Federalist Road, Calabasas, CA, 91302, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/25/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My son loves Roblox, so we’re creating a game called Bling It! (not yet released). Players will design jewelry and compete in timed challenges. The game will include in-game purchases using Robux for items and passes. Revenue is uncertain, and Roblox only allows conversion to USD after reaching 30,000 Robux (~$114). However, it will generate some Robux (2)Name of Business: Painted Paper Hearts Address: 22611 Federalist Road, Calabasas, CA, 91302, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/16/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: In 2021, I self-published a book, followed thereafter by a children’s book in 2023. However, no copies have been sold since I joined RJ. Don't promote. The works remain available for purchase, and I may update them in the future potentially leveraging AI to enhance their quality which could result in additional income going forward. I have IG handle, but haven't posted anything for ages. I also want to self-publish some sci-fi comic books, so it's just fiction creative writing projects

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-22
  • S66 Uniform Combined State Law Examination
    2025-04-22
Other Names
  • Deric Justin Wild
  • Deric J Wild

View on SEC IAPD

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