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Carolyn Ruth Cahill-Asher

Raymond James & Associates, Inc.

Rolling Hills Estates, CA

Ranch Palos Verdes, CA

CRD 1230564

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-16
CA RA APPROVED 2008-04-25
  • TX RA
    APPROVED_RES
    Since 2017-03-16
  • CA RA
    APPROVED
    Since 2008-04-25

Branch Locations

608 Silver Spur Road Suite 380, Rolling Hills Estates, CA 90274 • United States

Ranch Palos Verdes, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Inc Rolling Hills Estates CA 04/2008 Present
  • 04/2008 → Present
    Raymond James And Associates Inc
    Rolling Hills Estates, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-18
S63 Uniform Securities Agent State Law Examination 1984-02-09
  • S65 Uniform Investment Adviser Law Examination
    1992-08-18
  • S63 Uniform Securities Agent State Law Examination
    1984-02-09
Other Names
  • Carrie Cahill
  • Carolyn R Cahill
  • Carolyn Ruth Cahill
  • Carolyn Ruth Cahill-Asher
  • Carrie Ruth Cahill-Asher
  • Carolyn Ruth Cahill-Asher
  • Carolyn Ruth Cahillasher

View on SEC IAPD

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Nearby Offices

KEYMARK FINANCIAL · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO CLEARING SERVICES, LLC · ROLLING HILLS ESTATES, CA

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