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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-11-09 |
| TX | RA | APPROVED_RES | 2023-11-02 |
Branch Locations
18700 N Hayden Rd Ste 525, Scottsdale, AZ 85255 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Scottsdale | AZ | 10/2015 | 11/2023 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 11/2023 | Present |
INFINITY DIRECT INC, NOT INV RELATED, SCOTTSDALE, AZ, 100% OWNERSHIP, START 3/20/2006, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, RECEIVES RESIDUAL TRAIL COMMISSIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-03 |
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