David Andrew Fingerhut

Current Employers

Employment History

• 12/2002 → 07/2024
  Osaic Wealth, Inc.
  St. Louis, MO
• 02/2003 → 07/2024
  Financial Legacy Assoc., Llc
  Chesterfield, MO
• 07/2024 → Present
  Commonwealth Financial Network
  Waltham, MA
• 07/2024 → Present
  Compliance Company, Llc
  Chesterfield, MO
• 12/2025 → Present
  Cardinal Wealth Planning, Llc
  Chesterfield, MO

Previous Registrations

• 2011-01-26 → 2024-07-25
  Osaic Wealth, Inc.
  Chesterfield, MO
  Chesterfield, MO
• 2004-01-05 → 2022-12-22
  Financial Legacy Associates
  Chesterfield, MO
• 2000-11-07 → 2003-04-30
  Pines Financial Group, Inc.
  St. Louis, MO

Other Businesses

1. Fixed insurance sales; as of 7/23/2024; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Compliance Company, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2002; 2% time spent during business hours; Conducted at branch; Investment related. 3. Owner, Compliance Company, LLC; an entity created for the purpose of managing real estate at 16020 Swingley Ridge Rd, Suite 100, Chesterfield, MO 63017, as of 1/01/2002; 2% of time spent during business hours; Conducted at branch; Investment related. 4. Tax Preparation; as of 2/10/2025; 5% time spent during business hours; Conducted at branch; Not investment related. 5. Owner, Cardinal Wealth Planning, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 12/18/2025; 100% time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-11-30
• S63 Uniform Securities Agent State Law Examination
  1992-10-06