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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-16 |
Branch Locations
24 Waterway Ave Ste 1400, The Woodlands, TX 77380-3391 • United States
The Woodlands, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | The Woodlands | TX | 03/2014 | 10/2023 |
| Raymond James Financial Services Advisors Inc. | The Woodlands | TX | 03/2014 | 10/2023 |
| Cheese Castle, Llc | The Woodlansd | TX | 10/2011 | 10/2023 |
| Woodforest Financial Services, Inc. | The Woodlands | TX | 03/2014 | 10/2023 |
| Reviewed By Friends, Llc | The Woodlands | TX | 05/2019 | 10/2023 |
| Woodforest Financial Services, Inc. | The Woodlands | TX | 03/2014 | 10/2023 |
| Ameriprise Financial Services | The Woodlands | TX | 10/2023 | 10/2023 |
| Ameriprise Financial Services, Llc | The Woodlands | TX | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | The Woodlands | TX | 10/2023 | Present |
Business Ownership; Moscar, LLC; Co-owner; Real Estate; 30 Endor Forest Place, , The Woodlands, TX, 77382; Investment-Related; 09/06/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Ocrulus Inc.; I own shares of this company that my uncle had founded roughly 11 years ago. I'm a passive shareholder.; 44 Wall Street, Suite 703, New York, NY, 10005; Investment-Related; 01/01/2015; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-18 |
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