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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-28 |
| CO | RA | APPROVED | 1999-01-01 |
Branch Locations
2373 Central Park Blvd. Suite 100, Office #4, Denver, CO 80238 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Denver | CO | 08/1998 | Present |
1. 10/25/2005: Wealth Management Systems, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 7/27/2020 - Gleason Capital Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 8/1/2020 - 0 Hours Per Month/0 Hours During Securities Trading. 3. 08/29/2022 - Iron Arrow Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/15/2022 - 80 Hours Per Month/4 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-06-17 |
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