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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-14 |
| CO | RA | APPROVED | 2020-10-29 |
| KY | RA | APPROVED | 2005-04-12 |
Branch Locations
100 W. Main St Ste 800, Lexington, KY 40507 • United States
Nicholasville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lexington | KY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lexington | KY | 11/2016 | Present |
MARRIHANNA LLC, INV RELATED, LEXINGTON, KY, 100% OWNERSHIP, START 7/3/2018, 1 HOUR PER MONTH, .05 HOURS DURING TRADING, PROPERTY MANAGEMENT. RENTAL PROPERTY, INV RELATED, LEXINGTON, KY, 100% OWNERSHIP, START 10/17/2015, 2 HOURS PER MONTH, .10 DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-20 |
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