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Current Employers
Liberty Asset Management

3570 Hamilton Blvd. Suite 301, Allentown, PA 18103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-21
LA RA APPROVED 2022-11-28
PA RA APPROVED 2006-12-19
  • TX RA
    APPROVED
    Since 2024-03-21
  • LA RA
    APPROVED
    Since 2022-11-28
  • PA RA
    APPROVED
    Since 2006-12-19

Branch Locations

3570 Hamilton Blvd. Suite 301, Allentown, PA 18103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comprehensive Asset Management & Servicing, Inc. Parsippany NJ 12/2006 Present
  • 12/2006 → Present
    Comprehensive Asset Management & Servicing, Inc.
    Parsippany, NJ
Other Businesses

1) Liberty Asset Management, Investment related:Yes, 3570 Hamilton Blvd., Allentown, Pennsylvania, 18103, Registered Investment Advisor, Shareholder, 08/02/2006, 60%, Chief Compliance Officer. Investment Adviser 2)Liberty Wealth Management, Investment related:No, 3570 Hamilton Blvd., Allentown, Pennsylvania, 18103, Life and heath insurance sales, Managing Partner, 08/02/2006, 100, Chief Compliance Officer. Insurance agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-29
S63 Uniform Securities Agent State Law Examination 1992-01-16
  • S65 Uniform Investment Adviser Law Examination
    1993-06-29
  • S63 Uniform Securities Agent State Law Examination
    1992-01-16
Designations

View on SEC IAPD

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