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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-10 |
| TX | RA | APPROVED | 2011-01-20 |
Branch Locations
1000 Shelard Parkway Suite 300, Minneapolis, MN 55426 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Minneapolis | MN | 12/1997 | Present |
| Focus Financial Network, Inc. | Minneapolis | MN | 12/1997 | Present |
1. GUSTAFSON FINANCIAL GROUP INC POSITION: Owner NATURE: S-Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 1000 Shelard Parkway, Suite 300, Minneapolis MN 55426, United States DESCRIPTION: Owner, this entity is used to manage office expenses, qty taxes. 2. FOCUS FINANCIAL NETWORK, INC. POSITION: Financial Advisor NATURE: Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 12/08/1997 ADDRESS: 1000 Shelard Pkwy Suite 300, Minneapolis MN 55426, United States DESCRIPTION: Service clients,make trades, review holdings. 3. FOCUS FINANCIAL NETWORK, INC. POSITION: Statutory Agent - NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 12/08/1997 ADDRESS: 1000 Shelard pkwy Suite 300, Minneapolis MN 55426, United States DESCRIPTION: Sale and service of fixed Insurance products 4. MICHAEL GUSTAFSON POA POSITION: POA NATURE: I act as the Power of Attorney for my Mother for my Dad's estate. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/26/2017 ADDRESS: 120 Creek Ridge Pass, Orono MN 55356, United States DESCRIPTION: If needed I help my Mother understand all her relationships with Banks, Mortgages, Real Estate, and dealings that help to settle my Father's Estate.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-18 |
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