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Michael Lloyd Gustafson

Focus Financial

Minneapolis, MN

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Current Employers
Focus Financial

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-10
TX RA APPROVED 2011-01-20
  • MN RA
    APPROVED
    Since 2013-12-10
  • TX RA
    APPROVED
    Since 2011-01-20

Branch Locations

1000 Shelard Parkway Suite 300, Minneapolis, MN 55426 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Minneapolis MN 12/1997 Present
Focus Financial Network, Inc. Minneapolis MN 12/1997 Present
  • 12/1997 → Present
    Osaic Wealth, Inc.
    Minneapolis, MN
  • 12/1997 → Present
    Focus Financial Network, Inc.
    Minneapolis, MN
Other Businesses

1. GUSTAFSON FINANCIAL GROUP INC POSITION: Owner NATURE: S-Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 1000 Shelard Parkway, Suite 300, Minneapolis MN 55426, United States DESCRIPTION: Owner, this entity is used to manage office expenses, qty taxes. 2. FOCUS FINANCIAL NETWORK, INC. POSITION: Financial Advisor NATURE: Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 12/08/1997 ADDRESS: 1000 Shelard Pkwy Suite 300, Minneapolis MN 55426, United States DESCRIPTION: Service clients,make trades, review holdings. 3. FOCUS FINANCIAL NETWORK, INC. POSITION: Statutory Agent - NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 12/08/1997 ADDRESS: 1000 Shelard pkwy Suite 300, Minneapolis MN 55426, United States DESCRIPTION: Sale and service of fixed Insurance products 4. MICHAEL GUSTAFSON POA POSITION: POA NATURE: I act as the Power of Attorney for my Mother for my Dad's estate. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/26/2017 ADDRESS: 120 Creek Ridge Pass, Orono MN 55356, United States DESCRIPTION: If needed I help my Mother understand all her relationships with Banks, Mortgages, Real Estate, and dealings that help to settle my Father's Estate.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-15
S63 Uniform Securities Agent State Law Examination 1992-09-18
  • S65 Uniform Investment Adviser Law Examination
    1999-12-15
  • S63 Uniform Securities Agent State Law Examination
    1992-09-18
Designations

View on SEC IAPD

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