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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2009-06-01

Branch Locations

911 W Loop 281 Suite 310, Longview, TX 75604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Longview TX 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Longview, TX
Previous Registrations
Other Businesses

1. rental property; Investment related: Yes; rental property; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); May 2019; During business hours: 0; After business hours: 0; Owner 2. *394323 - Young Living; Investment Related - No; Lehi, UT; Essential Oils; Role/Position/Job Title (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); Jan 2019; During Business Hours: 0; After Business Hours: 5; purchase oils, cleaning products and other personal items from the company.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-02-03
  • S63 Uniform Securities Agent State Law Examination
    1992-02-03
Other Names
  • Lori Jean Tidwell
  • Lori Jean Rosser
  • Lori J Rosser

View on SEC IAPD

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