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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2009-01-02 |
Branch Locations
540 N. Cascade Avenue Suite 100, Colorado Springs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Colorado Springs | CO | 01/1999 | Present |
| Kgh Financial, Llc | Colorado Springs | CO | 08/2007 | Present |
| Raymond James Financial Services Advisors, Inc | Colorado Springs | CO | 01/2009 | Present |
(1) KGH Financial, LLC. Address: Denver, CO. Nature of the Business: Support Company/DBA (Owner). Position/Title: Support Company/DBA (Owner). Investment Related:No. Start Date: 08/29/2007 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 1 Description of duties: KGH Financial is my LLC for receiving payroll, paying bills, writing checks etc. DBA RJFS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-10 |
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