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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2009-01-02
  • CO RA
    APPROVED
    Since 2009-01-02

Branch Locations

540 N. Cascade Avenue Suite 100, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Colorado Springs CO 01/1999 Present
Kgh Financial, Llc Colorado Springs CO 08/2007 Present
Raymond James Financial Services Advisors, Inc Colorado Springs CO 01/2009 Present
Other Businesses

(1) KGH Financial, LLC. Address: Denver, CO. Nature of the Business: Support Company/DBA (Owner). Position/Title: Support Company/DBA (Owner). Investment Related:No. Start Date: 08/29/2007 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 1 Description of duties: KGH Financial is my LLC for receiving payroll, paying bills, writing checks etc. DBA RJFS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-03
S63 Uniform Securities Agent State Law Examination 1992-01-10
  • S65 Uniform Investment Adviser Law Examination
    1999-11-03
  • S63 Uniform Securities Agent State Law Examination
    1992-01-10
Other Names
  • Kelly Marla Wolf
  • Kelly Marla Wolfkennedy
  • Kelly Marla Wolf

View on SEC IAPD

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