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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-12-15 |
| TX | RA | APPROVED_RES | 2022-12-13 |
Branch Locations
18700 N Hayden Rd Ste 525, Scottsdale, AZ 85255 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Phoenix | AZ | 08/2016 | 12/2022 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 12/2022 | Present |
BOOK; THE RETIREMENT BIBLE BOOK; INV. RELATED; PHOENIX,AZ; AUTHOR; START DATE 01/01/2023; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; EDUCATION ABOUT RETIREMENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-23 |
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