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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-25
HI RA APPROVED 2017-03-25
  • CA RA
    APPROVED
    Since 2017-03-25
  • HI RA
    APPROVED
    Since 2017-03-25

Branch Locations

1001 Bishop Street Suite 2600, Honolulu, HI 96813 • United States

200 N Pacific Coast Hwy Suite 1825, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Foster City CA 01/2015 03/2017
Mml Investors Services, Llc Honolulu HI 03/2017 Present
Massmutual Life Insurance Co Honolulu HI 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Foster City, CA
  • 03/2017 → Present
    Honolulu, HI
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Honolulu, HI
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Honolulu, HI
    Foster City, CA
  • 2011-01-07 → 2015-01-02
    New England Securities
    Foster City, CA
    Campbell, CA
    Foster City, CA
  • 2007-12-18 → 2010-11-02
    San Jose, CA
    Campbell, CA
Other Businesses

(1) INDEPENDENT INSURANCE AGENT - DENTAL AND GROUP DISABILITY INCOME, DISABILITY, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, MEDICARE RELATED PRODUCTS - FROM SAN JOSE, CA - 1 SECURITY HOUR AND 0 NON SECURITY HOURS - SINCE 05/2006. (2) INDEPENDENT INSURANCE AGENT CPS ADVANTAGE INSURANCE SERVICES, INC - DISABILITY, LIFE/ACCIDENT/HEALTH, LONG TERM CARE - FROM SAN JOSE, CA - 1 SECURITY HOUR AND 0 NON SECURITY HOURS - SINCE 02/1995. (3) INDEPENDENT INSURANCE AGENT - DENTAL AND GROUP DISABILITY INCOME, DISABILITY, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, MEDICARE RELATED PRODUCTS - FROM BUSINESS ADDRESS - 1 SECURITY HOURS AND 0 SECURITY HOURS - SINCE 01/2011.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-18
S63 Uniform Securities Agent State Law Examination 1992-02-13
  • S66 Uniform Combined State Law Examination
    2007-09-18
  • S63 Uniform Securities Agent State Law Examination
    1992-02-13
Designations

View on SEC IAPD

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