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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-01 |
Branch Locations
1700 West Wall St Suite 220, Midland, TX 79701 • United States
6101 S. Boadway, Tyler, TX 75703 • United States
Promenade One 17802 Ih 10 W Suite 210, San Antonio, TX 78257 • United States
Promenade One 17802 Ih 10 W Suite 210, San Antonio, TX 78257 • United States
610 South Bryant Blvd., San Angelo, TX 76903 • United States
1700 West Wall Street Suite 220, Midland, TX 79701 • United States
401 W 4Th Street Suite 3100, Austin, TX 78701 • United States
401 W 4Th Street Suite 3100, Austin, TX 78701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Austin | TX | 12/2014 | 03/2024 |
| Ubs Financial Services | Austin | TX | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-06 |
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